Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Radford is a financial advisor who has been in the industry since 1989. He is currently registered with AE Wealth Management, LLC and is a licensed investment advisor representative. He has held previous positions at Madison Avenue Securities, LLC, Calton & Associates, Inc., Applied Capital, LLC, Independent Investment Bankers, Corp. and many other firms. Christopher Radford has extensive experience in financial planning, portfolio management, and pension consulting. He is dedicated to helping his clients achieve their financial goals and is committed to providing them with personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
09/28/2020 - Present
AE Wealth Management, LLC (Topeka KS)
KS
03/19/2018 - 08/07/2018
MADISON AVENUE SECURITIES, LLC (Topeka KS)
FL
08/14/2013 - 12/07/2017
CALTON & ASSOCIATES, INC. (TAMPA FL)
IN
01/31/2014 - 02/28/2014
APPLIED CAPITAL, LLC (INDIANAPOLIS IN)
TX
05/25/2011 - 08/15/2013
INDEPENDENT INVESTMENT BANKERS, CORP. (VOLENTE TX)
CA
12/12/2012 - 02/05/2013
STOCKPILE INVESTMENTS, INC. (PALO ALTO CA)
KS
06/25/2007 - 12/06/2010
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
CA
05/26/2005 - 06/04/2007
AIG FINANCIAL ADVISORS, INC. (SAN DIEGO CA)
AZ
09/04/2002 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
09/04/2002 - 10/31/2005
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
09/04/2002 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
05/19/2000 - 08/06/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
02/14/2002 - 05/01/2002
DIME SECURITIES, INC. (BROOKLYN NY)
PA
07/08/1997 - 12/08/1998
PNC BROKERAGE CORP (PITTSBURGH PA)
CA
09/20/1993 - 03/25/1997
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
VA
04/29/1987 - 09/28/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
10/03/1986 - 05/26/1987
PRINCIPAL SECURITIES, INC.
BOTH
Issued 11/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/24/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/1997
Series 4 - Registered Options Principal Examination
BC
Issued 02/23/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1999
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1991
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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