Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Blair Smith is a registered representative and investment advisor representative with Vanguard Advisers, Inc. Christopher has been in the financial services industry since 2003. Christopher is registered with the state of Arizona and holds Series 6, 7, 63, and 66 securities licenses as well as the SIE exam. Christopher also holds an active Investment Advisor Representative registration in Texas. Christopher is affiliated with the Scottsdale, Arizona branch office of Vanguard Advisers, Inc. Prior to joining Vanguard Advisers, Inc., Christopher worked with American General Securities Incorporated. Christopher is also a golf instructor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
04/27/2023 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
AZ
03/11/2003 - 12/31/2004
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
BOTH
Issued 04/17/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/12/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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