Unclaimed
Christopher Haid has been working in the financial services industry since 1999 and is currently registered with BNP Paribas Securities Corp. Christopher Haid is a Series 7, 24, 57TO, 79TO and 99TO licensed professional and holds the SIE designation. Christopher Haid has been registered in several states including California, Delaware, District of Columbia, Georgia, Illinois, Massachusetts, Michigan, Minnesota, New York, North Carolina, Oklahoma, Pennsylvania, Texas, Utah, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/11/2018 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
03/29/2004 - 05/14/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/04/1999 - 03/23/2004
FAM DISTRIBUTORS, INC. (NEW YORK NY)
BOTH
Issued 03/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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