Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Bennet Smith is a financial advisor with Capstone Partners in Boston, MA. Christopher has been in the financial industry since 1994 and has a diverse background in investment banking and securities trading. He has experience in the financial services industry since 1994 and holds the Series 7, Series 3, Series 63, Series 79, and SIE licenses. Prior to joining Capstone Partners, Christopher worked at Headwaters BD, LLC, Source Capital Group, Inc., Gruppo, Levey & Co., Robert R. Meredith & Co., Inc., HSBC Securities, Inc., Belle Haven Investments, Dillon, Read & Co. Inc., Tucker Anthony Incorporated, Chemical Securities, Inc., and Lehman Brothers Kuhn Loeb Incorporated. Christopher is registered in Colorado and has a deep understanding of the financial markets and a commitment to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/15/2018 - Present
Capstone Partners (BOSTON MA)
CO
04/20/2015 - 11/14/2018
HEADWATERS BD, LLC (DENVER CO)
NY
03/06/2012 - 05/04/2015
SOURCE CAPITAL GROUP, INC. (NEW YORK NY)
NY
11/15/2011 - 03/05/2012
GRUPPO, LEVEY & CO. (NEW YORK NY)
CT
07/05/2005 - 09/26/2011
SOURCE CAPITAL GROUP, INC. (WESTPORT CT)
NY
09/15/2004 - 11/15/2004
ROBERT R. MEREDITH & CO., INC. (NEW YORK NY)
NY
08/30/1996 - 04/11/1997
HSBC SECURITIES, INC. (NEW YORK CITY NY)
NY
04/05/1995 - 07/19/1996
BELLE HAVEN INVESTMENTS (RYE BROOK NY)
CT
05/09/1994 - 10/25/1994
DILLON, READ & CO. INC. (STAMFORD CT)
MA
04/17/1990 - 05/06/1994
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
04/23/1987 - 04/20/1990
CHEMICAL SECURITIES, INC. (NEW YORK NY)
NA
10/20/1982 - 01/03/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
BC
Issued 10/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/14/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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