Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Steele is a financial advisor at Wells Fargo Clearing Services, LLC. Christopher has been in the financial industry since 2004 and has extensive experience in providing investment advice to individuals and businesses. He is registered in multiple states and holds the Series 7, Series 31, Series 24 and SIE licenses. Christopher specializes in providing a wide range of services, including financial planning, portfolio management, and investment consulting. Previously, Christopher was with Ameriprise Financial Services, Inc. He is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
11/14/2017 - Present
Wells Fargo Clearing Services, LLC (WEST DES MOINES IA)
IA
10/05/2009 - 11/15/2017
AMERIPRISE FINANCIAL SERVICES, INC. (WEST DES MOINES IA)
IA
12/09/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (WEST DES MOINES IA)
IA
04/02/2007 - 11/06/2008
MORGAN STANLEY & CO. INCORPORATED (WEST DES MOINES IA)
IA
09/03/2004 - 04/02/2007
MORGAN STANLEY DW INC. (WEST DES MOINES IA)
BOTH
Issued 09/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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