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Christopher Becker

Northwestern Mutual Investment Services, LLC

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About Christopher Becker

Christopher Becker is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Christopher has been in the financial industry since 2015. Christopher Becker is registered with the state of Texas and the Financial Industry Regulatory Authority (FINRA). Christopher Becker has passed the Series 66, Series 6TO, SIE and Series 7 exams. Christopher is a licensed insurance agent. Christopher also owns an interest in several businesses outside of the financial services industry, including a home care business. Christopher Becker has a wide range of experience in the financial services industry, and is committed to providing clients with the best possible service.

Firm Information

Christopher Becker is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Christopher Becker’s Registration & Firm History

TX

05/22/2015 - Present

Northwestern Mutual Investment Services, LLC (SAN ANTONIO TX)

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Licenses & Designations

BOTH

Issued 05/21/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Becker.
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