Unclaimed
Christopher Beatrice is an active investment advisor representative with J.P. Morgan Securities LLC, based in Huntington, NY. Christopher has been working in the financial services industry since 1993. Christopher holds Series 4, 7, 8, 9, 10, 24 and 66 securities licenses and a Series 63 state license. Prior to joining J.P. Morgan, Christopher was an Investment Advisor Representative with ScotTrade, Inc., TD Waterhouse Investor Services, Inc., First Empire Securities, Inc., and Chatfield Dean & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/24/2021 - Present
J.p. Morgan Securities LLC (HUNTINGTON NY)
NY
03/11/2004 - 03/07/2018
SCOTTRADE, INC. (SAYVILLE NY)
NE
03/31/1993 - 07/24/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
04/09/1992 - 06/02/1992
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
CO
09/09/1991 - 11/21/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 02/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/18/2005
Series 4 - Registered Options Principal Examination
BC
Issued 04/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 06/05/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Beatrice is the right advisor for you? Invested Better is here to help.