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Christopher Barnes Whitlock

Samco Capital Markets, Inc.

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About Christopher Barnes Whitlock

Christopher Whitlock is a registered representative with Samco Capital Markets, Inc. Christopher has been in the securities industry since March 13, 1994 and has experience in investment banking and operations. Christopher is registered in Texas and New York and holds the Series 7, 53, 63, 79, 99 and SIE licenses. Christopher was previously registered with Citigroup Global Markets Inc. and Fidelity Brokerage Services, Inc.

Firm Information

Christopher Whitlock is currently registered with Samco Capital Markets, Inc.. Samco Capital Markets, Inc. is a corporation that was formed on May 9, 2005. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Whitlock’s Registration & Firm History

TX

04/13/2009 - Present

Samco Capital Markets, Inc. (DALLAS TX)

TX

04/22/1997 - 04/09/2009

CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)

RI

02/01/1994 - 03/14/1997

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 02/11/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/05/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Barnes Whitlock.
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