Unclaimed
Christopher Whitlock is a registered representative with Samco Capital Markets, Inc. Christopher has been in the securities industry since March 13, 1994 and has experience in investment banking and operations. Christopher is registered in Texas and New York and holds the Series 7, 53, 63, 79, 99 and SIE licenses. Christopher was previously registered with Citigroup Global Markets Inc. and Fidelity Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/13/2009 - Present
Samco Capital Markets, Inc. (DALLAS TX)
TX
04/22/1997 - 04/09/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
RI
02/01/1994 - 03/14/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 02/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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