Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Flores is a registered representative with Charles Schwab & CO., Inc. with over 20 years of experience in the financial services industry. Christopher has held positions with TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., E*TRADE SECURITIES LLC, GENERIC TRADING OF PHILADELPHIA, LLC, E*TRADE PROFESSIONAL TRADING, LLC, DOMESTIC SECURITIES, INC., and TD WATERHOUSE INVESTOR SERVICES, INC. Christopher holds Series 4, 7, 24, 55, 57TO, and 63 licenses. Christopher is registered in California, New Jersey, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
01/26/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NJ
10/29/2008 - 12/31/2023
TD AMERITRADE, INC. (JERSEY CITY NJ)
NE
03/11/2019 - 12/31/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NJ
07/19/2006 - 10/15/2008
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
04/12/2006 - 06/26/2006
GENERIC TRADING OF PHILADELPHIA, LLC (NEW YORK NY)
NY
04/01/2003 - 07/27/2004
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
NJ
05/17/2002 - 03/28/2003
DOMESTIC SECURITIES, INC. (MONTVALE NJ)
NE
03/26/2001 - 05/15/2002
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 05/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2008
Series 4 - Registered Options Principal Examination
BC
Issued 07/28/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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