Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Banning Nicholson is a financial advisor with over 20 years of experience in the industry. Christopher is registered with Prudential Investment Management Services LLC and is licensed in 53 states. Christopher has a wide range of experience in the financial services industry, having previously worked at OppenheimerFunds Distributor, Inc. and Hennion & Walsh, Inc. Christopher holds the Series 63, 24, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
11/24/2014 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
03/02/2004 - 11/11/2014
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NJ
11/05/2003 - 02/12/2004
HENNION & WALSH, INC. (PARSIPPANY NJ)
BC
Issued 01/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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