Unclaimed
Christopher Baker is a registered representative with Evercore Group LLC. Christopher has been in the securities industry since December 9, 2015. Christopher has a Series 7, Series 63, Series 86, Series 87, Series 57TO and Series 99TO licenses. Christopher previously worked at CREDIT SUISSE SECURITIES (USA) LLC and WELLS FARGO SECURITIES, LLC. Christopher is registered in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/19/2022 - Present
Evercore Group LLC (NEW YORK NY)
NY
11/10/2017 - 10/10/2022
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CO
08/28/2015 - 07/28/2017
WELLS FARGO SECURITIES, LLC (Denver CO)
BC
Issued 09/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/04/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/28/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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