Unclaimed
Christopher Fields is a financial advisor associated with Fidelity Brokerage Services LLC. Christopher holds Series 7TO, Series 63, Series 9, Series 10, and SIE licenses. Christopher is registered with 53 states, and the District of Columbia, Alabama, Alaska, Arkansas, Hawaii, Idaho, Iowa, Kansas, Kentucky, Louisiana, Maine, Mississippi, Montana, Nebraska, Nevada, New Hampshire, New Mexico, North Dakota, Oklahoma, Oregon, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Utah, Vermont, Virgin Islands, and West Virginia. Christopher has been in the industry since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/22/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 12/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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