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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Austin Kroberger is a registered investment advisor representative at UBS Financial Services Inc. Christopher has been in the financial services industry since August 23, 1991. Christopher's previous employment included roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Hibbard Brown & Co., Inc.. Christopher is registered in 33 states, including New Jersey, Texas, Arizona, Arkansas, and California. Christopher is a Series 63 and Series 65 licensed advisor. Christopher has a total of 10 approved SRO registrations, 1 approved FINRA registration, and 33 approved state registrations. Christopher is a registered investment advisor representative with UBS Financial Services Inc. with a focus on providing financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
12/06/2011 - Present
UBS Financial Services Inc. (MT. LAUREL NJ)
NJ
10/11/1992 - 12/16/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MT. LAUREL NJ)
NY
07/02/1991 - 08/18/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 07/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/01/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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