Unclaimed
Christopher Austin Collins is a financial advisor at LPL Financial LLC. Christopher has been in the industry since 2018 and has been registered with LPL Financial LLC since April 2024. Christopher is also registered with the state of Texas as both a broker-dealer and an investment advisor. Christopher has a wide range of experience in the financial services industry, including working with individuals, corporations, and charitable organizations. Christopher is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/30/2024 - Present
LPL Financial LLC (HOUSTON TX)
TX
01/19/2024 - 05/02/2024
OSAIC WEALTH, INC. (HOUSTON TX)
TX
04/26/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
01/21/2021 - 04/29/2021
THE O.N. EQUITY SALES COMPANY (HOUSTON TX)
TX
07/23/2018 - 02/20/2019
FMI CAPITAL ADVISORS, INC. (Houston TX)
TX
08/24/2004 - 03/29/2006
FIRST SOUTHWEST COMPANY (HOUSTON TX)
IA
Issued 06/02/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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