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Christopher Faulkner Jones

Fidelity Personal AND Workplace Advisors

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About Christopher Faulkner Jones

Christopher Faulkner Jones is a financial advisor in Covington, KY. He has been a registered financial advisor for over 25 years and is a licensed securities agent in 13 states. Christopher Jones works with Fidelity Personal And Workplace Advisors. He specializes in providing financial planning, educational seminars, and selection of other advisors for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit-sharing plans, and charitable organizations. Christopher Jones is a member of FINRA and the state of Kentucky.

Firm Information

Christopher Jones is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large investment advisory firm based in Boston, MA. The firm manages over $818 billion in assets for a wide range of clients, including individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations. They offer a variety of investment services, including financial planning, portfolio management, and educational seminars. Fidelity Personal and Workplace Advisors is registered with the Securities and Exchange Commission (SEC) and has a strong track record of providing comprehensive and personalized investment advice.
Fidelity Personal AND Workplace Advisors

100 HOWE DRIVE

COVINGTON, KY 41015

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Jones’s Registration & Firm History

KY

03/17/2022 - Present

Fidelity Personal AND Workplace Advisors (COVINGTON KY)

OH

06/24/2013 - 12/17/2021

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

KY

01/27/2006 - 06/14/2013

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

GA

08/31/2004 - 11/17/2005

WORLD GROUP SECURITIES, INC. (DULUTH GA)

IL

10/18/2000 - 07/27/2004

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

WI

07/29/1999 - 10/11/2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

07/29/1999 - 10/11/2000

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

FL

06/16/1997 - 12/31/1998

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BOTH

Issued 9/14/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 6/9/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/26/2006

Series 7 - General Securities Representative Examination

BC

Issued 6/13/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Christopher Faulkner Jones. Review regulatory record here.
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