Unclaimed
Christopher Dime is a financial advisor who has been in the industry since April 2014. Christopher is currently registered with Mariner Independent Advisor Network, LLC and is licensed to provide investment advice in Washington, California, Colorado and Florida. Christopher has also held licenses in previous roles at Northwestern Mutual Investment Services, LLC and LPL Financial. Christopher holds Series 6, 7TO and 63 licenses and the SIE designation. Christopher is a Certified Financial Planner and Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
04/26/2022 - Present
Mariner Independent (Edmonds WA)
WA
04/08/2014 - 07/24/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SEATTLE WA)
BC
Issued 04/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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