Unclaimed
Christopher Anthony Trotta is a financial advisor with Robinhood Financial, LLC, working out of the Lake Mary, FL office. Christopher has been a Registered Representative for over 20 years, with a background in both broker-dealer and investment advisory roles. Christopher began his career in 1998 with Labranche & Co. LLC. Christopher holds the Series 7, Series 21, Series 25 and Series 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/21/2022 - Present
Robinhood Financial, LLC (Lake Mary FL)
SC
10/01/2014 - 09/22/2022
LPL FINANCIAL LLC (FORT MILL SC)
NC
03/13/2014 - 09/09/2014
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
11/06/2013 - 03/14/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NY
01/25/2010 - 10/24/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/02/1998 - 01/27/2010
LABRANCHE & CO. LLC (NEW YORK NY)
BC
Issued 08/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/21/2003
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 12/14/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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