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Christopher Anthony Trotta

Robinhood Financial, LLC

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About Christopher Anthony Trotta

Christopher Anthony Trotta is a financial advisor with Robinhood Financial, LLC, working out of the Lake Mary, FL office. Christopher has been a Registered Representative for over 20 years, with a background in both broker-dealer and investment advisory roles. Christopher began his career in 1998 with Labranche & Co. LLC. Christopher holds the Series 7, Series 21, Series 25 and Series 63 securities licenses.

Firm Information

Christopher Trotta is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Trotta’s Registration & Firm History

FL

09/21/2022 - Present

Robinhood Financial, LLC (Lake Mary FL)

SC

10/01/2014 - 09/22/2022

LPL FINANCIAL LLC (FORT MILL SC)

NC

03/13/2014 - 09/09/2014

LPL FINANCIAL LLC (CHARLOTTE NC)

NC

11/06/2013 - 03/14/2014

WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)

NY

01/25/2010 - 10/24/2012

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

12/02/1998 - 01/27/2010

LABRANCHE & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/13/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2010

Series 7 - General Securities Representative Examination

BC

Issued 05/21/2003

Series 21 - NYSE Front Line Specialist Clerk

BC

Issued 12/14/1999

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Anthony Trotta.
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