Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Sauro has been in the financial services industry since 1981. Christopher Anthony Sauro is currently registered with Wells Fargo Clearing Services, LLC, and has been with the firm since 2016. Previously, Christopher was a registered representative with Prudential Securities Incorporated and PaineWebber Incorporated. Christopher has held Series 3, 7, 8, 9, 10, 63 and 65 licenses. Christopher has been registered in 27 states and is currently registered in New York and Texas. Christopher is also a registered Investment Adviser in New York and Texas. Christopher specializes in providing investment consulting services to institutional clients, financial planning, pension consulting and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/29/2014 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
NY
08/20/1990 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/14/1988 - 08/18/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/15/1988 - 05/04/1988
SHEARSON LEHMAN HUTTON INC.
NA
01/19/1981 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 11/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/07/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1982
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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