Unclaimed
Christopher Gill is a financial advisor with over 20 years of experience in the industry. Christopher currently works at UBS Financial Services Inc., and holds a Series 6, 7, 3, 63, 66 license and SIE Certification. Christopher has been a registered representative with the firm since 2012. Previously, Christopher has been employed by John Hancock Funds, LLC, Dreyfus Service Corporation, and Federated Securities Corp. Christopher provides financial planning, investment management and portfolio management services to individuals, corporations, charitable organizations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
01/04/2012 - Present
UBS Financial Services Inc. (CHICAGO IL)
MA
02/25/2008 - 11/25/2008
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
NY
03/25/2004 - 10/31/2006
DREYFUS SERVICE CORPORATION (NEW YORK NY)
PA
05/28/1998 - 04/16/2004
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
BOTH
Issued 01/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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