Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Anthony Gatty is a financial advisor with over 25 years of experience in the industry. Christopher has a strong background in providing financial advice to a wide range of clients, including individuals, families, and businesses. Christopher is currently registered with LPL Financial LLC and is located in Fairfield, CT. He previously worked for Triad Advisors LLC, MetLife Securities Inc., Raymond James & Associates, Inc., Everen Securities, Inc., Lehman Brothers Inc., First Chicago Capital Markets, Inc. and First Chicago Investment Services, Inc. Christopher is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
01/11/2021 - Present
LPL Financial LLC (FAIRFIELD CT)
CT
03/16/2015 - 01/09/2021
TRIAD ADVISORS LLC (DANBURY CT)
CT
06/16/2008 - 03/03/2015
METLIFE SECURITIES INC. (STAMFORD CT)
FL
05/27/1994 - 06/28/2001
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
05/05/1994 - 05/27/1994
RAYMOND JAMES & ASSOCIATES, INC.
MO
04/01/1992 - 05/16/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
08/12/1991 - 04/10/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
IL
01/23/1989 - 11/18/1989
FIRST CHICAGO CAPITAL MARKETS, INC. (CHICAGO IL)
IL
03/25/1987 - 11/01/1988
FIRST CHICAGO INVESTMENT SERVICES, INC. (CHICAGO IL)
BC
Issued 03/31/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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