Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Faulk is a financial professional with experience in the financial services industry. Christopher has held licenses in both the broker-dealer and investment advisory sectors. Christopher is currently registered with Osaic Wealth, Inc. and has a background in working with high-net-worth individuals, corporations, and charitable organizations. Christopher's focus includes financial planning, pension consulting, and portfolio management. Christopher is a member of the NAIFA-Los Angeles Chapter and is involved in the Seedhouse Project, providing financial literacy education.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (CANOGA PARK CA)
CA
02/29/2024 - 06/14/2024
SECURITIES AMERICA, INC. (CANOGA PARK CA)
CA
05/23/2020 - 01/09/2024
NYLIFE SECURITIES LLC (WESTLAKE VILLAGE CA)
CA
08/13/2013 - 05/15/2014
FSC SECURITIES CORPORATION (WESTLAKE VILLAGE CA)
IA
Issued 04/16/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/23/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Faulk is the right advisor for you? Invested Better is here to help.
