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Christopher Andrew O'Sullivan

Securian Financial Services, Inc.

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About Christopher Andrew O'Sullivan

Christopher O'Sullivan is a financial advisor with Securian Financial Services, Inc. Christopher has been working in the financial services industry since 2004. Christopher has a Series 6, 7, 55 and SIE licenses, as well as a Series 63 license. Christopher is registered with the state of Minnesota and South Dakota. Christopher previously worked at RBC DAIN RAUSCHER INC.

Firm Information

Christopher O'Sullivan is currently registered with Securian Financial Services, Inc.. Securian Financial Services, Inc. is a corporation formed in March 1984. The firm is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

184

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher O'Sullivan’s Registration & Firm History

MN

04/27/2007 - Present

Securian Financial Services, Inc. (ST PAUL MN)

NY

06/14/2000 - 12/31/2002

RBC DAIN RAUSCHER INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/21/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/03/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/13/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher Andrew O'Sullivan. Review regulatory record here.
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