Unclaimed
Christopher O'Sullivan is a financial advisor with Securian Financial Services, Inc. Christopher has been working in the financial services industry since 2004. Christopher has a Series 6, 7, 55 and SIE licenses, as well as a Series 63 license. Christopher is registered with the state of Minnesota and South Dakota. Christopher previously worked at RBC DAIN RAUSCHER INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
04/27/2007 - Present
Securian Financial Services, Inc. (ST PAUL MN)
NY
06/14/2000 - 12/31/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BC
Issued 05/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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