Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Kendall has been in the financial industry since March 14, 1994, and is currently a registered representative with Charles Schwab & CO., Inc. Christopher has a long history of experience in the financial services industry, having worked with multiple firms prior to Charles Schwab & CO., Inc. including TD AMERITRADE, INC., MDS SECURITIES INCORPORATED, SHAWMUT BROKERAGE, INC. and HIBBARD BROWN & CO., INC. Christopher holds multiple licenses and certifications including Series 7, Series 24, Series 52TO, Series 53, Series 57, Series 79TO, Series 99TO, and SIE. Christopher is a registered representative in Arizona, California, Colorado, Connecticut, New Jersey, New York, and Texas. Christopher specializes in Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
03/21/1995 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
12/05/2021 - 07/29/2024
TD AMERITRADE, INC. (Lone Tree CO)
IN
03/28/1994 - 10/05/1994
MDS SECURITIES INCORPORATED (CARMEL IN)
NA
10/29/1993 - 03/28/1994
SHAWMUT BROKERAGE, INC.
NY
06/24/1992 - 07/22/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BC
Issued 07/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2016
Series 57 - Securities Trader Exam
BC
Issued 06/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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