Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileAdvisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/28/2017 - Present
OTC Link LLC (NEW YORK NY)
NJ
11/25/2014 - 11/18/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ISELIN NJ)
NY
12/13/2013 - 10/07/2014
HSBC SECURITIES (USA) INC. (REGO PARK NY)
NY
04/02/2012 - 12/05/2013
CUTTONE & CO., INC. (NEW YORK NY)
NY
10/29/2010 - 02/13/2012
TD AMERITRADE, INC. (GARDEN CITY NY)
IL
07/14/2008 - 10/21/2009
TJM INVESTMENTS, LLC (CHICAGO IL)
NY
08/18/2006 - 07/02/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NE
01/18/2005 - 08/18/2006
TD WATERHOUSE CAPITAL MARKETS, INC. (BELLEVUE NE)
CT
09/01/2000 - 11/10/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
TX
05/24/1989 - 09/07/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
01/01/1996 - 12/10/1996
MAYER & SCHWEITZER, INC. (STAMFORD CT)
NY
06/29/1987 - 05/25/1989
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NA
04/23/1986 - 06/08/1987
INVESTORS CENTER INCORPORATED
BOTH
Issued 11/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/10/2003
Series 24 - General Securities Principal Examination
BC
Issued 9/20/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/9/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 4/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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