Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Alexis is a registered investment advisor with over 30 years of experience in the financial services industry. Christopher is currently an active advisor at Citigroup Global Markets Inc. and has previously held positions at several other firms including HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., and The Dreyfus Service Corporation. Christopher specializes in providing investment advice to individuals, corporations, and other businesses. Christopher has a wide range of experience and expertise, including asset allocation, financial planning, and portfolio management. Christopher holds licenses in a wide variety of areas, including Series 7, Series 6, Series 10, Series 9, Series 24, Series 52TO, Series 53, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
08/17/2021 - Present
Citigroup Global Markets Inc. (Greenwich CT)
NY
05/14/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
01/01/2005 - 05/16/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
04/19/2000 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NC
10/21/1999 - 04/12/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
05/13/1997 - 04/14/1998
THE DREYFUS SERVICE CORPORATION
NY
07/27/1993 - 04/14/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NA
10/04/1988 - 11/07/1996
THE DREYFUS SERVICE CORPORATION
IA
Issued 02/04/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/19/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/31/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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