Unclaimed
Christopher Allen Richards is a financial advisor at Susquehanna Financial Group, Lllp, located in Bala Cynwyd, PA. Christopher has been in the securities industry since October 3, 2018 and is registered in Pennsylvania. Christopher holds Series 7, Series 57TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/04/2018 - Present
Susquehanna Financial Group, Lllp (BALA CYNWYD PA)
BC
Issued 01/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
Not sure Christopher Richards is the right advisor for you? Invested Better is here to help.