Unclaimed
Christopher Allen Norman is a financial advisor with Wells Fargo Securities, LLC. Christopher joined Wells Fargo Securities, LLC on 10/10/2023 and is located in SAN FRANCISCO, CA. Christopher has 10 years of experience in the financial services industry, working at firms such as CITIGROUP GLOBAL MARKETS INC., DEUTSCHE BANK SECURITIES INC. and COWEN AND COMPANY. Christopher is licensed to conduct business in all 50 states and holds the following licenses: Series 63, Series 24, SIE and Series 79.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/10/2023 - Present
Wells Fargo Securities, LLC (SAN FRANCISCO CA)
CA
10/27/2015 - 09/19/2023
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
09/19/2013 - 10/13/2015
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
CA
07/11/2013 - 08/27/2013
COWEN AND COMPANY (SAN FRANCISCO CA)
BC
Issued 10/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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