Unclaimed
Christopher Morse is a financial advisor registered with Franklin Distributors, LLC. Christopher has been in the financial industry since 2001. Christopher is licensed to provide investment advice in Connecticut, Florida, Massachusetts, New York, Rhode Island and California. Christopher is also licensed to sell securities in these states. Christopher holds the Series 6, 7, 63 and 66 licenses. Christopher is also a holder of the SIE license. Christopher has worked at several different firms in the financial industry over the years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/07/2021 - Present
Franklin Distributors, LLC (STAMFORD CT)
CA
06/04/2019 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
02/29/2012 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
MA
01/18/2011 - 07/26/2011
LPL FINANCIAL LLC (WINCHESTER MA)
MA
02/21/2001 - 01/19/2011
NATIXIS DISTRIBUTORS, L.P. (BOSTON MA)
BOTH
Issued 02/11/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/10/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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