Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lloyd is a financial advisor with over 23 years of experience in the industry. Christopher is currently registered with LPL Financial LLC and has held previous registrations with Lucia Securities, LLC, First Allied Securities, Inc., Securities America, Inc., Ameritas Investment Corp., and Delta Life Securities, Inc.. Christopher has Series 6, 7, 63, and 66 licenses and holds the Certified Financial Planner and Chartered Financial Consultant designations. Christopher specializes in working with individuals, families, and businesses. Christopher's firm, LPL Financial LLC, is a registered investment advisor with more than $50 billion in assets under management. LPL Financial LLC offers a variety of financial services, including investment advisory, financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/01/2020 - Present
LPL Financial LLC (SAN DIEGO CA)
AZ
09/09/2011 - 10/05/2020
LUCIA SECURITIES, LLC (Scottsdale AZ)
CA
11/09/2007 - 12/05/2011
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
AZ
06/09/2004 - 11/17/2007
SECURITIES AMERICA, INC. (SCOTTSDALE AZ)
NE
10/30/1998 - 12/18/2002
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IA
08/08/1996 - 07/02/1997
DELTA LIFE SECURITIES, INC. (DES MOINES IA)
BOTH
Issued 06/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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