Unclaimed
Christopher Allen Dubberly is a financial advisor at UBS Financial Services Inc., a firm with over $50 billion in assets under management. Christopher has been in the financial services industry since 1989 and has been with UBS Financial Services Inc. since 2012. Christopher is registered in Alabama, Florida, and Texas, and is licensed to provide investment advice and brokerage services. Christopher is also a board member of the Jackson Hospital Foundation and Service Dogs of Alabama. Christopher's specializations include: retirement planning, insurance, estate planning, college savings, and business financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AL
11/28/2012 - Present
UBS Financial Services Inc. (MONTGOMERY AL)
AL
02/06/1990 - 11/28/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MONTGOMERY AL)
NA
01/12/1989 - 02/15/1990
GEORGE M. WOOD & COMPANY, INC.
IA
Issued 05/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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