Unclaimed
Christopher Allen Busby is a financial advisor with Commonwealth Financial Network, based in Portland, OR. Christopher has been in the industry since 1995. Christopher is a registered representative with FINRA and has a Series 7, Series 6, Series 63 and Series 66 license. He is also registered with the state of Oregon as an Investment Advisor Representative. Christopher's experience and licenses allow him to offer a wide range of financial services including financial planning, pension consulting, and portfolio management. Christopher also offers educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
03/02/2007 - Present
Commonwealth Financial Network (Portland OR)
OR
06/01/2005 - 03/08/2007
AXA ADVISORS, LLC (PORTLAND OR)
NY
12/02/2004 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
11/13/2002 - 11/23/2004
SYMETRA INVESTMENT SERVICES, INC. (BOSTON MA)
MN
09/11/2002 - 10/29/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
03/31/1995 - 08/27/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 07/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/30/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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