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Christopher Allen Brown

Cambridge Investment Research, Inc.

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About Christopher Allen Brown

Christopher Brown is a financial advisor with Cambridge Investment Research, Inc. He has been in the securities industry since 1987 and has held previous positions with Securities America, Inc. and LPL Financial LLC. Christopher holds licenses for Series 7, Series 24 and SIE exams. He is registered in California and Florida.

Firm Information

Christopher Brown is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Brown’s Registration & Firm History

CA

03/27/2020 - Present

Cambridge Investment Research, Inc. (Santa Maria CA)

CA

09/23/2014 - 03/27/2020

SECURITIES AMERICA, INC. (SANTA MARIA CA)

CA

04/11/1996 - 10/06/2014

LPL FINANCIAL LLC (SANTA MARIA CA)

MO

12/26/1986 - 03/08/1996

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 01/16/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/05/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Allen Brown.
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