Unclaimed
Christopher Brown is a financial advisor with Cambridge Investment Research, Inc. He has been in the securities industry since 1987 and has held previous positions with Securities America, Inc. and LPL Financial LLC. Christopher holds licenses for Series 7, Series 24 and SIE exams. He is registered in California and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/27/2020 - Present
Cambridge Investment Research, Inc. (Santa Maria CA)
CA
09/23/2014 - 03/27/2020
SECURITIES AMERICA, INC. (SANTA MARIA CA)
CA
04/11/1996 - 10/06/2014
LPL FINANCIAL LLC (SANTA MARIA CA)
MO
12/26/1986 - 03/08/1996
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 01/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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