Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Alexander is a financial advisor with over 15 years of experience in the industry. Christopher is currently registered with DWS Distributors, Inc., and has held prior positions with Chase Investment Services Corp., BANC of America Investment Services, Inc., LaSalle Financial Services, Inc., and UBS Financial Services Inc. Christopher is licensed to provide investment advice in all 50 states and the District of Columbia, and holds multiple securities licenses including Series 7, 24, 53, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
12/16/2010 - Present
DWS Distributors, Inc. (CHICAGO IL)
IL
02/10/2009 - 07/13/2009
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MA
10/24/2008 - 12/31/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
IL
06/23/2006 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
NJ
04/30/2003 - 12/20/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 05/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/06/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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