Unclaimed
Christopher Allen is a financial advisor who has been in the industry since 2011. He is registered with Fidelity Brokerage Services LLC and holds Series 7, 9, 10, 63, and SIE licenses. He is registered in Massachusetts, Texas, and Utah. Christopher has experience in providing financial advice to clients and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
10/07/2011 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 10/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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