Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Allen is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with Citigroup Global Markets Inc. Prior to that Christopher worked at Compass Point Research & Trading, LLC, Rosenblatt Securities Inc., The Buckingham Research Group Incorporated, Evercore Group L.L.C., International Strategy & Investment Group LLC, Pali Capital, Inc., BANC OF AMERICA SECURITIES LLC, UBS SECURITIES LLC and Putnam Lovell NBF Securities Inc. Christopher holds the Series 7, Series 86, Series 87, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/14/2022 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
05/17/2018 - 07/18/2022
COMPASS POINT RESEARCH & TRADING, LLC (NEW YORK NY)
NY
06/19/2017 - 05/11/2018
ROSENBLATT SECURITIES INC. (NEW YORK NY)
NY
06/15/2016 - 06/20/2017
THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)
NY
12/22/2015 - 03/29/2016
EVERCORE GROUP L.L.C. (New York NY)
NY
10/31/2014 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NY
01/05/2011 - 11/18/2014
EVERCORE GROUP L.L.C. (New York NY)
NY
01/26/2010 - 01/03/2011
TICONDEROGA SECURITIES LLC (NEW YORK NY)
NY
03/04/2009 - 01/28/2010
PALI CAPITAL, INC. (NEW YORK NY)
NY
04/29/2004 - 03/05/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/28/2003 - 04/09/2004
UBS SECURITIES LLC (NEW YORK NY)
NY
11/22/2000 - 09/02/2003
PUTNAM LOVELL NBF SECURITIES INC. (NEW YORK NY)
BC
Issued 12/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/20/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Allen is the right advisor for you? Invested Better is here to help.
