Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Pugh is a financial advisor with over 17 years of experience in the industry. He is currently registered with Thrivent Investment Management Inc. and has held previous positions with Thrivent Investment Management Inc., Hold Brothers On-Line Investment Services L.L.C., On-Line Investment Services, Inc., and First Investors Corporation. Christopher Pugh holds a Series 6, 7, 62, 63, and 66 license. He specializes in Financial Planning and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
11/04/2010 - Present
Thrivent Investment Management Inc. (ANN ARBOR MI)
MI
02/14/2006 - 11/19/2007
THRIVENT INVESTMENT MANAGEMENT INC. (ANN ARBOR MI)
MN
11/23/2004 - 01/10/2006
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
NY
08/21/2001 - 10/14/2002
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NY
05/16/1996 - 03/17/1998
ON-LINE INVESTMENT SERVICES, INC. (NEW YORK NY)
NJ
11/16/1992 - 01/19/1993
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 11/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1996
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 11/12/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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