Unclaimed
Christopher Adams is an investment advisor representative currently registered with LPL Financial LLC. Christopher has been in the industry since February 21, 1994. Christopher is registered with the state of Texas as an Investment Advisor Representative. Christopher is also registered with the state of Kansas as an Investment Advisor Representative. Christopher has a Series 6, Series 7, Series 63 and Series 65 license. Christopher is also a registered representative with LPL Financial LLC. Christopher is affiliated with the firm in their Lawrence, KS office. Christopher has previously been affiliated with Cambridge Investment Research, Inc., National Planning Corporation and Ameritas Investment Corp. Christopher is licensed to conduct business in the following states: California, Florida, Iowa, Kansas, Missouri, New Mexico, Oklahoma, South Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
10/31/2023 - Present
LPL Financial LLC (Lawrence KS)
KS
09/15/2017 - 11/03/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (Lawrence KS)
KS
03/09/2006 - 09/19/2017
NATIONAL PLANNING CORPORATION (TOPEKA KS)
KS
01/10/2005 - 03/13/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (TOPEKA KS)
NE
02/22/1994 - 01/14/2005
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IA
Issued 09/29/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Adams is the right advisor for you? Invested Better is here to help.