Unclaimed
Christopher Aliseo is a financial advisor who has been in the industry for over a decade. Christopher is currently registered with Citigroup Global Markets Inc. and has previously worked with First Republic Securities Company, LLC, HSBC Securities (USA) Inc., Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, and Continental Broker-Dealer Corp. Christopher is a Series 6, 7, 63, and 65 licensed professional. Christopher offers investment advice and financial planning services to individuals, businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/07/2023 - Present
Citigroup Global Markets Inc. (FRANKLIN SQUARE NY)
NY
11/12/2021 - 09/21/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (New York NY)
NY
03/14/2018 - 04/30/2021
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
07/15/2014 - 02/13/2018
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
10/01/2012 - 07/08/2014
J.P. MORGAN SECURITIES LLC (FARMINGDALE NY)
NY
11/15/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DEER PARK NY)
NY
03/08/2000 - 12/03/2001
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 11/06/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/09/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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