Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Frank has been in the financial services industry since 2012 and is currently registered with National Financial Services LLC. Christopher is a Series 7, 24, 63, SIE, and 99TO licensed professional and holds a general securities principal license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/15/2018 - Present
National Financial Services LLC (WESTLAKE TX)
MO
09/19/2017 - 01/11/2018
SCOTTRADE, INC. (ST. LOUIS MO)
TX
01/09/2015 - 01/11/2018
TD AMERITRADE, INC. (FORT WORTH TX)
TX
07/26/2011 - 01/11/2018
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
NE
11/14/2012 - 09/10/2013
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 08/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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