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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Faust is an investment advisor representative with Osaic Wealth, Inc. Christopher has been in the financial industry since April 3, 2000, and has experience with a variety of firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Woodbury Financial Services, Inc., and FSC Securities Corporation. Christopher holds the Series 66, 65, and 63 licenses as well as Series 10, 9, 27, 24, 99TO, and 7. Christopher is currently registered as an investment advisor representative in Arizona and California. Christopher's current firm, Osaic Wealth, Inc., offers financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/23/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
02/07/2023 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
02/07/2023 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
05/22/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
05/22/2019 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
08/22/2018 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
06/22/2011 - 08/14/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
03/24/2005 - 12/31/2010
MYSTOCKFUND SECURITIES, INC. (MESA AZ)
MO
12/13/2002 - 04/06/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
11/06/1998 - 12/10/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/06/1996 - 02/21/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/12/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/29/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/25/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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