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Christopher Alfonso Regner

Nylife Securities LLC

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About Christopher Alfonso Regner

Christopher Alfonso Regner is a registered representative with Nylife Securities LLC. Christopher Regner is registered in 8 states: Alabama, California, Nevada, New Jersey, New York, Tennessee, Texas, and Utah. Christopher Regner has passed the Securities Industry Essentials Examination (SIE), the Investment Company Products/Variable Contracts Representative Examination (Series 6), and the Uniform Securities Agent State Law Examination (Series 63).

Firm Information

Christopher Regner is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Regner’s Registration & Firm History

CA

05/01/2018 - Present

Nylife Securities LLC (GLENDALE CA)

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Licenses & Designations

BC

Issued 02/01/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Alfonso Regner.
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