Unclaimed
Christopher Kramer is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with Edgewater Capital, LLC. Christopher's expertise includes investment banking, operations, and general securities. Christopher has held a Series 7, Series 24, Series 63, and Series 99TO license. Previously, Christopher worked at Ashton Capital Management, Inc. Christopher is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/16/2004 - Present
Edgewater Capital, LLC (SOUTH COAST METRO CA)
CA
02/01/2002 - 09/12/2003
ASHTON CAPITAL MANAGEMENT, INC. (SAN DIEGO CA)
BC
Issued 02/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/23/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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