linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Christopher Alex Johnson

Raymond James Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Christopher? Claim Your Profile

About Christopher Alex Johnson

Christopher Johnson has been active in the financial services industry since March 29, 2012. Christopher is currently registered with Raymond James Financial Services, Inc. in New Jersey and Pennsylvania. Christopher previously held registrations with Ameritas Investment Company, LLC, Santander Securities LLC, GWFS Equities, Inc., PFPC Distributors, Inc. and Vanguard Marketing Corporation. Christopher holds the Series 6, Series 6TO and Series 63 licenses. Christopher has earned the SIE designation.

Firm Information

Christopher Johnson is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Christopher Johnson’s Registration & Firm History

NJ

04/03/2024 - Present

Raymond James Financial Services, Inc. (MT LAUREL NJ)

VA

01/10/2022 - 11/06/2023

AMERITAS INVESTMENT COMPANY, LLC (FAIRFAX VA)

PA

07/15/2020 - 11/01/2021

SANTANDER SECURITIES LLC (Lafayette Hill PA)

NY

07/10/2007 - 11/13/2013

GWFS EQUITIES, INC. (NEW YORK NY)

ME

06/27/2001 - 02/28/2002

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

PA

07/23/1999 - 06/01/2001

VANGUARD MARKETING CORPORATION (MALVERN PA)

Not sure if Christopher Alex Johnson is right for you?

Licenses & Designations

BC

Issued 08/03/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/15/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/23/2020

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher Alex Johnson. Review regulatory record here.
Not sure if Christopher Alex Johnson is right for you?