Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Alden Vaughan is a financial professional with over 23 years of experience in the industry. Christopher has a broad range of experience, having worked at firms like WELLS FARGO SECURITIES, LLC, PIPER JAFFRAY & CO., and PRUDENTIAL EQUITY GROUP, LLC. Currently, Christopher is a Registered Representative at Deutsche Bank Securities Inc. Christopher is licensed to provide financial advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
MA
08/09/2024 - Present
Deutsche Bank Securities Inc. (BOSTON MA)
MA
04/13/2010 - 10/24/2023
WELLS FARGO SECURITIES, LLC (BOSTON MA)
MA
08/30/2005 - 04/14/2010
PIPER JAFFRAY & CO. (BOSTON MA)
NY
11/12/1999 - 09/01/2005
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
BC
Issued 12/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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