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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lord is a financial advisor with over 15 years of experience in the industry. Christopher is currently registered with Wells Fargo Clearing Services, LLC. Christopher has been working at Wells Fargo Clearing Services, LLC since June 2017. Prior to that, Christopher worked at UMB FINANCIAL SERVICES, INC. in Clayton, MO, for nearly 9 years, leaving in June 2017. Christopher holds licenses for both Series 63 and 65. Christopher also holds principal licenses for Series 9 and 10. Christopher is licensed to provide financial advisory services in Missouri. Christopher's current office location is 14767 NORTH OUTER 40 RD, FL 2, Chesterfield, MO, 63017. Christopher specializes in portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/03/2019 - Present
Wells Fargo Clearing Services, LLC (CHESTERFIELD MO)
MO
10/21/2008 - 06/30/2017
UMB FINANCIAL SERVICES, INC. (CLAYTON MO)
IA
Issued 07/20/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/14/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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