Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Vincent is a financial advisor with over 25 years of experience in the industry. He holds licenses in multiple states, including North Carolina, South Carolina, and Texas, and is registered with the Securities and Exchange Commission (SEC) as a broker-dealer. Christopher is currently employed with Wells Fargo Clearing Services, LLC and previously worked at Morgan Stanley DW Inc. and NYLIFE Securities Inc. Christopher offers investment consulting services to institutional clients, financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/29/2022 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NY
07/14/1997 - 04/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/30/1996 - 03/21/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 08/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/11/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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