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Christopher Alan Staples

Transamerica Financial Advisors, Inc.

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About Christopher Alan Staples

Christopher Staples is an investment advisor representative with Transamerica Financial Advisors, Inc. Christopher has been in the financial industry since 1996 and is currently registered in Colorado and Iowa. Christopher holds licenses Series 3, 7, 63 and 65 and has a background in providing financial planning and portfolio management services to individuals and investment companies. Christopher is a Chartered Financial Analyst and has a long history of experience in the financial services industry.

Firm Information

Christopher Staples is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Staples’s Registration & Firm History

IA

12/08/2023 - Present

Transamerica Financial Advisors, Inc. (Cedar Rapids IA)

CO

12/18/2007 - 06/20/2016

TRANSAMERICA CAPITAL, INC. (DENVER CO)

FL

09/24/1996 - 12/01/2004

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

IA

Issued 10/23/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/18/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/02/2023

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Alan Staples.
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