Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Alan Pierce is a registered representative and investment advisor representative with Needham & Company, LLC. Christopher has been in the industry since March 17, 2018 and holds the Series 7, Series 55, Series 63, Series 86, and Series 87 licenses. Christopher is also registered in the states of California, Illinois, Massachusetts, Minnesota and New York. Christopher previously worked at Instinet, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
CA
01/08/2021 - Present
Needham & Company, LLC (SAN FRANCISCO CA)
NY
02/07/2002 - 11/29/2004
INSTINET, LLC (NEW YORK NY)
BC
Issued 01/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2021
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/16/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Pierce is the right advisor for you? Invested Better is here to help.
