Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Niehaus is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with Fidelity Brokerage Services LLC, where he has been employed since 2009. Prior to that, Christopher was employed by NATIONAL FINANCIAL SERVICES LLC from 2007 to 2008 and Fidelity Brokerage Services LLC from 2001 to 2006. Christopher holds Series 7, 9, 10 and 63 securities licenses, as well as the Securities Industry Essentials (SIE) examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
02/25/2009 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
11/15/2007 - 12/12/2008
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
11/15/2001 - 12/11/2006
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 11/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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