Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Locicero is a registered representative with Imperial Capital, LLC. Christopher is a veteran of the financial industry with over 25 years of experience. Christopher has held positions at various firms including Cantor Fitzgerald & Co., Oppenheimer & Co. Inc., and Canaccord Genuity Inc. Christopher holds the Series 4, 7, 24, 52TO, 53, 55, 57TO, 63, 65, 79TO, 99TO, and SIE licenses. Christopher is registered in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/16/2014 - Present
Imperial Capital, LLC (RED BANK NJ)
NY
03/19/2012 - 07/07/2014
CANACCORD GENUITY INC. (NEW YORK NY)
NY
04/04/2008 - 09/27/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NY
01/12/2000 - 01/15/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
09/23/1998 - 11/18/1999
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
08/27/1996 - 09/10/1998
COUNSELLORS SECURITIES INC. (NEW YORK NY)
NY
04/02/1996 - 05/30/1996
FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)
IA
Issued 07/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2014
Series 4 - Registered Options Principal Examination
BC
Issued 08/18/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/12/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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